November 24, 2024

Your Money: A Start-Up Aims to Bring Financial Planning to the Masses

If Alexa von Tobel has her way, however, financial advice will be as widely available — and affordable — as any other mass-produced consumer product or service. Think gym memberships. It will become the perfect wedding gift for your best friend, or for adult children after they have their first baby.

As the founder of LearnVest, an online financial advisory that she started four years ago, Ms. von Tobel, 29, repeats these themes several times over the course of a recent meeting to underscore what she has set out to do: deliver comprehensive and conflict-free financial advice to the middle class.

“Financial advice shouldn’t be a luxury,” said Ms. von Tobel, a petite blonde with a big personality, in the company’s loftlike offices in New York. “We want to disrupt the industry.”

If her plan works, she would be among the first to crack the code, using both technology and bona fide certified financial planners — the gold standard among advisers — to make this sort of help more accessible to millions of Americans. Most individuals do not have terribly complex financial lives, nor should they need to spend several thousands of dollars to get the advice they need.

But for LearnVest to succeed, Ms. von Tobel will need to sell its product — one that, let’s face it, feels a little like eating your vegetables — to a vast number of customers across the country.

LearnVest, which started in 2009 as a budgeting Web site directed at women, just received another large round of financing from big-time investors, which will allow it to hire more planners and support staff as well as open a training and adviser hub in Phoenix. The company raised $16.5 million, which comes on top of the nearly $25 million raised since its inception.

The plan is to beef up its operation so it can handle the big distribution partnerships that are in the works, including a potential deal with American Express, one of its new investors. The company has broad plans to provide its newly designed product: a seven-step, customized financial plan. Ms. von Tobel, who dropped out of Harvard Business School to start the company, also said it was working with employers and financial planning firms to sell its program within 401(k)’s.

Most financial planners focus on wealthier people, whom they can charge $1,000 to $3,000 for a financial plan, or collect 1 percent of their assets, on average, to manage their money. In contrast, LearnVest charges a $399 upfront fee and $19 a month, or $608 annually. You can pay less for help on a specific goal, like paying off debt or starting a budget.

Ms. von Tobel, who is represented by William Morris Endeavor, the talent agency, has worked hard to raise the company’s profile — as well as her own — in the world of personal finance, though she has not yet reached Suze Orman status. A book by Ms. von Tobel will be released in December.

At the moment, her company does not have much direct competition, aside from the smattering of unbiased advisers that charge a flat or hourly fee. Several relatively affordable online financial firms have cropped up in recent years — including Betterment, Wealthfront, Flat Fee Portfolios and FutureAdvisor — but their focus is much narrower. These companies help assemble and manage low-cost investment portfolios. But they won’t determine how much you can afford to spend on a mortgage, what sort of life insurance you should buy and whether you should be saving more for a child’s college tuition or your own retirement.

Personal Capital, an online wealth management firm, also combines real advisers with technology, but it, too, focuses on money management and requires a minimum investment of $100,000. NestWise, a unit of LPL Financial, opened last September and probably comes closest to competing directly with LearnVest. It has 23 advisers who use technology to connect with its clients, but not all are certified financial planners. Its most expensive service costs about $825 for the first year and $575 annually thereafter, though it will manage your money for about 1 percent of your assets, in addition to the cost of the underlying investments.

So what do you get at LearnVest for $19 a month? Since the company became a registered investment adviser last year, it can now offer investment advice. Ms. von Tobel says she is ripping a page from Weight Watchers’ playbook with the most recent version of its service: a seven-step action plan, which begins with a diagnostic call that typically lasts 45 to 90 minutes. “You can be someone who is extremely sophisticated with millions of dollars or a doctor with $200,000 in debt,” said Ms. von Tobel, who became a financial adviser earlier this year. “But you should still go through this process.”

(So far, most customers are college-educated people between 25 and 55 with incomes of $70,000 or more.)

The advisers save time by leaning heavily on the company’s technology: a planner could see where you overspent on dinner the night before by viewing your online profile.

Article source: http://www.nytimes.com/2013/07/27/your-money/financial-planners/aiming-to-bring-financial-planning-to-the-masses.html?partner=rss&emc=rss

The Bay Citizen: Bay Area Thieves Seeking Gold Target Indian-Americans

“He said, ‘You’ll get hurt if you do anything,’ ” the husband later said, asking that his family and their street not be identified for fear of being further victimized. “They took us into the bedroom and made us kneel down. I was very scared that we might be shot.”

But the invaders were not there to kill — they wanted gold. The men ripped chains off the wife’s neck, tore at the husband’s bracelet and then ransacked the home until they found the rest of the jewelry, worth as much as $25,000. The thieves have not been caught.

That the family had so much gold is not unusual. As immigrants from India, it is their tradition to own and wear gold. The precious metal indicates prosperity, is a means of savings, and some gold jewelry can signify a woman’s marital status. It is a common wedding gift in many Indian cultures.

Thieves, it appears, have learned of these traditions, leading to a rash of robberies throughout Silicon Valley’s Indian-American communities in recent months. Indian-Americans are one of the fastest-growing Bay Area populations, and in Santa Clara County alone their number nearly doubled, to 111,000, in the past decade, according to the United States census.

The exact number of gold thefts is difficult to determine because the crimes have happened in several jurisdictions and victims’ ethnicity is not always made public. But interviews with the police, government and civic leaders, and representatives of the region’s Indian-American community confirmed the trend and growing alarm.

“It increased significantly nine months ago,” said Anu Natarajian, a Fremont city councilwoman. “It’s not a random thing that’s happening. People are afraid. People are nervous about it.”

Sgt. Jeff Swadener of the Fremont Police Department said Indian-Americans were known for owning high-quality gold of 20 and 22 karats. With the price of gold surging since the recession began ($1,614 per ounce on Thursday), that makes them lucrative targets.

“You’ll get just as much out of a house as you would robbing a bank,” Sergeant Swadener said, adding that criminals also know that the criminal charges for burglarizing homes are lesser than those for robbing a bank.

Most of the thefts have happened while residents were not home, and had inadvertently advertised the fact through another tradition: they leave their shoes outside the home on stoops or in racks.

“No shoes, no one home,” Sergeant Swadener said.

But the incident in Fremont has elevated the crimes to a new level of concern. The home invasion was ignored by mainstream news media, but the news that a family, including a young boy, was forced to kneel as if awaiting execution has swept through the Indian-American community.

“We got concerned when we heard the family was held at gunpoint,” said Krati Rungta, co-founder of Bay Area Desi, a year-old Web site for Indians. Ms. Rungta said people worried that their traditions had made them “easy targets.”

Tanuja Bahah, executive director of the Indian Community Center in Milpitas, said, “In India, gold is seen as security.” For women who did not work outside their home, Ms. Bahah said, gold represents a nest egg of reliable value.

Indeed, gold has taken on such meaning for many since the recent recession began, not just those of Indian heritage. With gold prices so high, the nation has seen a proliferation in businesses that buy jewelry for its gold value, often with no questions asked, allowing thieves to easily and quickly profit from stolen goods.

Robberies of gold jewelry have been reported throughout the Bay Area in recent months, including at BART stations, and on Sept. 18 a gold dealer in Hayward was shot to death at his home.

A sense of urgency about being singled out is emerging among Indian-Americans. There is talk of leaving old shoes outside the front door, so it would appear that a home was occupied. In the Fremont area where the family was robbed, residents have asked for more police patrols and are forming a neighborhood crime watch group.

That effort is helping the traumatized family recover, though slowly. “Every time someone rings the doorbell, we feel a twitch of fear,” the husband said.

sjames@baycitizen.org

Article source: http://feeds.nytimes.com/click.phdo?i=3dfbaa48dc96b799e4df813cbed42d24